Nigerian financial sector compliance directory — Acts, Regulations, Guidelines and Circulars from PenCom, CBN, NAICOM, SEC and NDPC.
Introduces rules on specialised funds/schemes and a range of other amendments.
Introduces rules on green bonds and investment advisory services; sundry amendment recognises the Bank Verification Number (BVN) as valid means of individual client identification.
SEC's corporate governance guideline aligning with the Financial Reporting Council's NCCG 2018, which replaced all prior sectoral governance codes. Public companies must comply wit…
Adopts sustainable finance principles addressing environmental stewardship, social development, gender equality and ESG integration across the capital market; requires regulated en…
Introduces a rule on regulation of revenue bonds; sundry amendments cover dividend/return money warrants, the code of conduct for capital market operators and employees, and rules …
Introduces the Asset Manager Code of Professional Conduct; amends primary issuance fees for equity and fixed income instruments; waives the naira value cap on transaction fees paya…
Investor protection reforms mandating the e-Dividend Mandate Management System and rules on the return and management of unclaimed dividends by paying companies and registrars.
Governs the transformation (demutualization) of securities exchanges in Nigeria from member-owned to shareholder-owned entities.
Refines and enhances existing capital market regulations across multiple rule areas.
Sets the regulatory framework for securitization transactions in Nigeria's capital market.
Governs how unlisted securities may be traded within the Nigerian capital market.
Sets standards for the rating process covering independence, responsibilities and disclosure, including prohibitions on suggesting design changes to rated entities, disclosure of r…
This vault is a monitoring aid, not legal advice; always confirm against the regulator's official publication.
