Nigerian financial sector compliance directory — Acts, Regulations, Guidelines and Circulars from PenCom, CBN, NAICOM, SEC and NDPC.
All capital market operators must declare compliance status and ensure every tradable instrument under their management is registered with the Commission by January 2026. Puts fint…
Exposure of amendments defining and addressing stablecoins and crypto-asset service providers, refining the 2022 digital asset rules in light of ISA 2025 and the NTAA 2025 virtual …
Introduces new rules governing Credit Enhancement Facility Providers, plus amendments to Rule 45 (Registrable Functions) and Schedule 1 Parts A and B (registration fees, minimum ca…
Introduces rules on issuance and allotment of private companies' securities, plus amendments to rules on corporate bonds, annual/quarterly reporting, SEC fees on market deals, priv…
Repeals ISA 2007. Expressly recognises digital and virtual assets as securities under SEC oversight; requires registration of VASPs, digital asset operators and exchanges; criminal…
Introduces a new rule on issuance of commercial papers, plus amendments to Rule 8 (Exemptions) and the annual supervision fee rule for Collective Investment Schemes.
Onboarding pathway granting approval-in-principle to virtual asset service providers ahead of full registration, with enhanced due diligence. First DAX licences issued under this f…
SEC's own privacy policy issued under the Nigeria Data Protection Regulation 2019, covering data subject rights, consent, collectable personal information, security safeguards, thi…
SEC's access-to-information policy under the Freedom of Information Act 2011, covering right of access, disclosure obligations, application process, and the 7-day response timeline…
Comprehensive AML/CFT/CPF framework for Nigeria's capital market, setting institutional policies, scope of application and core AML/CFT/CPF objectives for capital market operators.
Five-part framework: Part A — issuance of digital assets as securities (whitepaper filing, legal opinion); Part B — Digital Asset Offering Platforms (DAOPs); Part C — Digital Asset…
Major amendments to registration fees, minimum capital requirements, securities and other essential facets of capital market regulation.
This vault is a monitoring aid, not legal advice; always confirm against the regulator's official publication.
