Code of Conduct for Rating Agencies

Securities and Exchange Commission Framework
Summary

Sets standards for the rating process covering independence, responsibilities and disclosure, including prohibitions on suggesting design changes to rated entities, disclosure of revenue sources, objective remuneration policies, and publication of historical performance data and methodology.

Applicability

Credit rating agencies

Open Source Document ↗
Document Details
Date Issued
13 Apr 2015
Date Effective
13 Apr 2015
Compliance Deadline
← Back to Vault