New Rules and Amendments (22 November 2017) Batch A

Securities and Exchange Commission Rule
Summary

Introduces the Asset Manager Code of Professional Conduct; amends primary issuance fees for equity and fixed income instruments; waives the naira value cap on transaction fees payable to professionals; sundry amendments cover CMO registration requirements and minimum paid-up capital definitions.

Applicability

Asset managers; capital market operators

Open Source Document ↗
Document Details
Date Issued
22 Nov 2017
Date Effective
22 Nov 2017
Compliance Deadline
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