New Rules and Amendments (22 November 2017) Batch B

Securities and Exchange Commission Rule
Summary

Introduces a rule on regulation of revenue bonds; sundry amendments cover dividend/return money warrants, the code of conduct for capital market operators and employees, and rules on inter-dealer brokers and mergers/takeovers.

Applicability

Revenue bond issuers; inter-dealer brokers; capital market operators

Open Source Document ↗
Document Details
Date Issued
22 Nov 2017
Date Effective
22 Nov 2017
Compliance Deadline
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