Nigerian financial sector compliance directory — Acts, Regulations, Guidelines and Circulars from PenCom, CBN, NAICOM, SEC and NDPC.
Sets trustee responsibilities including fairness, impartiality, loyalty, independence, conflict-of-interest avoidance, safeguarding of trust assets, oversight of fund managers, and…
Establishes the framework for addressing investor complaints in the capital market.
Introduces rules for infrastructure funds and foreign collective investment schemes operating in or marketing into Nigeria's capital market, plus sundry amendments.
The operational rulebook of the Nigerian capital market — registration of operators, issuance procedures, trading, CIS, market infrastructure and conduct — continuously amended by …
Revised Code of Corporate Governance following a National Committee review (chaired by M.B. Mahmoud, commenced September 2008) of the 2003 Code, addressing structural governance we…
Guidance on public companies' internal control certification obligations under ISA 2007 ss.60-63: management assessment, auditor responsibilities and independence, identification o…
Sets ethical standards for shareholders' associations: registration and constitution requirements, transparency via audited accounts, good governance, and audit committee competenc…
Governed the Nigerian capital market for eighteen years: SEC's registration and enforcement powers, the Investments and Securities Tribunal, collective investment schemes and merge…
This vault is a monitoring aid, not legal advice; always confirm against the regulator's official publication.
