Nigerian financial sector compliance directory — Acts, Regulations, Guidelines and Circulars from PenCom, CBN, NAICOM, SEC and NDPC.
Sets trustee responsibilities including fairness, impartiality, loyalty, independence, conflict-of-interest avoidance, safeguarding of trust assets, oversight of fund managers, and…
Establishes the framework for addressing investor complaints in the capital market.
Guideline implementing the 'no premium, no cover' principle for insurance premium collection and remittance. Date is an approximate placeholder - undated on NAICOM's own site; wort…
Principal legislation governing the Contributory Pension Scheme (CPS). Repealed the PRA 2004; establishes PenCom's supervisory mandate over PFAs, PFCs and CPFAs, RSA transfer right…
Introduces rules for infrastructure funds and foreign collective investment schemes operating in or marketing into Nigeria's capital market, plus sundry amendments.
Launched a unique biometric identifier for bank customers across the industry to address the absence of a unique identifier, now the foundational KYC/identity infrastructure underl…
The operational rulebook of the Nigerian capital market — registration of operators, issuance procedures, trading, CIS, market infrastructure and conduct — continuously amended by …
Framework for Shari'ah-compliant (Takaful) insurance: operator licensing, Advisory Council of Experts, participant funds segregation and surplus distribution.
Established risk-based, tiered customer due diligence (low, medium, full KYC) to advance financial inclusion while managing ML/FT risk — the architecture still underpinning tiered …
Landmark strategy launched in collaboration with stakeholders to reduce financial exclusion in Nigeria to 20% by 2020, coordinating banks, mobile money operators and other stakehol…
Historical version of the investment regulation providing uniform rules and standards for investment of pension fund assets under the PRA 2004; superseded by later amendments. Issu…
Draft version of the 2012 amended investment regulation; historical record, superseded by later finalised amendments.
This vault is a monitoring aid, not legal advice; always confirm against the regulator's official publication.
